VALERIE NICOLE BURNS

VALERIE NICOLE BURNS is currently employed as a Broker and/or Investment Adviser at VANGUARD MARKETING CORPORATION located at 100 VANGUARD BLVD, MALVERN, PA, 19355.

VALERIE NICOLE BURNS has worked at VANGUARD MARKETING CORPORATION since April 10, 2013

Disclosure History

VALERIE NICOLE BURNS has 2 Disclosure Event(s).

Date: September 03, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $648.04
Judgment/Lien Type: Civil
Broker Comment: I WAS UNAWARE OF THIS CHARGE UNTIL RESEARCHING INFORMATION FOR MY BACKGROUND CHECK FOR MY NEW JOB. IT RESULTED IN DEFAULT JUDGEMENT. I AM LOOKING INTO THE SITUATION.

Date: April 29, 2006
Category: Criminal
Charges: POSSESSION OF FICTITIOUS DRIVERS LICENSE
Disposition: Dismissed
Broker Comment: I WAS CHARGED WITH UNDERAGE DRINKING, POSSESION OF ALCOHOL, AND A FAKE ID ON APRIL 29TH 2006. I WENT TO COURT IN MAY AND ALL CHARGES WERE OFFICIALLY DISMISSED AFTER COMPLETION OF AN ALCOHOL EDUCATION CLASS BY OCTOBER 2006.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for VALERIE NICOLE BURNS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.