Valerie Margaret Liddon

Valerie Margaret Liddon is currently employed as a Broker and/or Investment Adviser at TRANSAM SECURITIES, INC. located at 1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL, 32714.

Valerie Margaret Liddon has worked at TRANSAM SECURITIES, INC. since June 10, 2013

Disclosure History

Valerie Margaret Liddon has 2 Disclosure Event(s).

Date: June 16, 1998
Category: Judgment / Lien
Judgment/Lien Amount: $13,505.16
Judgment/Lien Type: Civil

Date: February 04, 1998
Category: Judgment / Lien
Judgment/Lien Amount: $226,455.95
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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