VANESSA NICOLE BOWSER

VANESSA NICOLE BOWSER is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 2423 E Lincoln Dr, Phoenix, AZ, 85016-1215.

VANESSA NICOLE BOWSER has worked at CHARLES SCHWAB & CO., INC. since December 09, 2014

Disclosure History

VANESSA NICOLE BOWSER has 6 Disclosure Event(s).

Date: May 28, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 24, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 08, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 30, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 03, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 10, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for VANESSA NICOLE BOWSER, click here.

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