VANESSA A SOPKE is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 1000 HADLEY RD, MOORESVILLE, IN, 46158.
VANESSA A SOPKE has worked at CETERA INVESTMENT SERVICES LLC since October 01, 2015
Disclosure History
VANESSA A SOPKE has 1 Disclosure Event(s).
Date: March 27, 2012 Category: Customer Dispute Allegations: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE** CUSTOMER'S SON ALLEGES THAT THE REPRESENTATIVE MISREPRESENTED A LIFE INSURANCE POLICY TO HIS FATHER, [CUSTOMER], WHICH LED TO A PURCHASE ON NOVEMBER 22, 2010. Damage Amount Requested: $7,500.00 Broker Comment: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE**
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