VASILE MALUTAN

VASILE MALUTAN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 11000 31ST STREET, WESTCHESTER, IL, 60154.

VASILE MALUTAN has worked at WELLS FARGO CLEARING SERVICES, LLC since December 01, 2016

Disclosure History

VASILE MALUTAN has 1 Disclosure Event(s).

Date: May 22, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I GOT BEHIND DUE TO SOME FINANCIAL PROBLEMS AND SETTLED WITH THE COMPANY TO TO PAY OFF A SET AMOUNT IN THREE PAYMENTS

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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