VEDA JEAN WILLIAMS-ROSS

VEDA JEAN WILLIAMS-ROSS is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 10550 BROADWAY, CROWN POINT, IN, 46307.

VEDA JEAN WILLIAMS-ROSS has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since February 28, 2017

Disclosure History

VEDA JEAN WILLIAMS-ROSS has 2 Disclosure Event(s).

Date: February 12, 2014
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: CIRCUMSTAMCES SURROUND SON'S COLLEGE EXPENSES AND BASEMENT WATER DAMAGE DUE TO FLOODING.

Date: March 07, 2013
Category: Financial
Type: Bankruptcy
Disposition: Dismissed
Broker Comment: LOSS OF INCOME.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for VEDA JEAN WILLIAMS-ROSS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.