VERLIN JOSEPH BOES is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 7301 WEST 129TH STREET, SUITE 210, OVERLAND PARK, KS, 66213.
VERLIN JOSEPH BOES has worked at WOODBURY FINANCIAL SERVICES, INC. since October 31, 2017
Disclosure History
VERLIN JOSEPH BOES has 3 Disclosure Event(s).
Date: October 20, 2011 Category: Customer Dispute Allegations: THE CLIENT ALLEGES UNNECESSARY DELAYS IN THE TRANSFER OF HER VARIABLE ANNUITY CONTRACT, WHICH RESULTED IN A REDUCED TRANSFER VALUE. Damage Amount Requested: $50,796.00 Settlement Amount: $7,720.80 Broker Comment: WITHOUT ADMITTING ANY WRONGDOING OR LIABILITY, THE FIRM AND THE REPRESENTATIVE ENTERED INTO A SETTLEMENT AGREEMENT WITH THE CLIENT FOR $7,720.80 IN EXCHANGE FOR A RELEASE OF ALL CLAIMS. THIS WAS DONE SOLELY FOR BUSINESS PURPOSES TO AVOID A COSTLY AND LENGTHY LEGAL PROCEEDING.
Date: October 01, 2010 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THEY DID NOT AUTHORIZE THE REDEMPTION AND CONVERSION OF THEIR IRA TO A VARIABLE ANNUITY. THEY ALSO ALLEGE THEY TOLD THE RR THEY DID NOT WANT ANY ADDITIONAL ANNUITIES, THE RR FAILED TO INCLUDE THEIR DAUGHTER AND SON-IN-LAW ON THE PURCHASE, THEY WERE NOT AWARE OF THE SURRENDER CHARGES ON THE CONTRACT AND DO NOT UNDERSTAND WHY THE INVESTMENT WAS MADE IN THE FIRST PLACE.THE CLIENT REQUEST THE CONTRACT BE TERMINATED AND A RETURN OF ALL PREMIUMS PAID INTO THE CONTRACT WITHOUT PENALTY. Damage Amount Requested: $7,686.46 Broker Comment: BOTH THE FIRM AND THE ISSUING INSURANCE COMPANY INVESTIGATED THE CLIENTS ALLEGATIONS AND FOUND THEM TO BE WITHOUT MERIT. THE REDEMPTION AND CONVERSION WERE PROPERLY AUTHORIZED BY THE CLIENT AND ALL APPROPRIATE DISCLOSURES WERE MADE AT THE TIME OF THE SALE.
Date: May 11, 1994 Category: Criminal Charges: ASSUALT 1399 Disposition: Amended Amended Charges: REDUCED TO CLASS A MISDEMEANOR OF ASSULT IN 3RD DEGREE Amended Charge Type: MISDEMEANOR Amended Charge Amended Charge Disposition: Pled guilty Broker Comment: FAMILY DISPUTE WITH STEP-SON-WHO LATER DROPPEDALL CHARGES.
More Information
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