VERNON LUCIUS GIBSON is currently employed as a Broker and/or Investment Adviser at MOORS & CABOT, INC. located at 111 DEVONSHIRE ST, BOSTON, MA, 02109.
VERNON LUCIUS GIBSON has worked at MOORS & CABOT, INC. since November 13, 2006
Disclosure History
VERNON LUCIUS GIBSON has 2 Disclosure Event(s).
Date: October 15, 2004 Category: Customer Dispute Allegations: ALLEGATIONS: 9/13/04 MISREPRESENTATION WITH NO STATED LIABILITY. 10/15/04 RECEIVED SECOND LETTER OF COMPLAINT WITH A STATED LIABILITY OF $60,000.00. Damage Amount Requested: $60,000.00 Broker Comment: THE CUSTOMER'S ALLEGATIONS WERE INVESTIGATED AND FOUND TO BE WITHOUT MERIT. IT WAS ALSO DETERMINED THAT THE ALLEGATIONS OF MISREPRESENTATION WERE AIMED AT THE INSURANCE COMPANY AND NOT THE FINANCIAL CONSULTANT.
Date: May 16, 1994 Category: Customer Dispute Allegations: CHURNING & UNSUITABILITY $98,696. ASKED AMT. Damage Amount Requested: $10,000.00 Settlement Amount: $235,000.00 Broker Comment: SETTLEMENT $235,000 THE COMPLAINT WAS BROUGHT BY [CUSTOMER]' ESTATE. THE CLIENT WAS AN EXPERIENCES INVESTOR FOR 40+ YEARS. ACCOUNT REVIEWS WERE DONE & THE CLEINT ALWAYS EXPRESSED COMPLETE SATISFACTION TO MYSELF & THE MANAGER WITH REGARDS TO THE HANDLING OF HER ACCOUNT. I WAS NOT ASKED, NOR DID I PARTICIPATE IN THE SETTLEMENT.
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