VICKI H BENNETT is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 104 RYE COVE STREET, STUART, VA, 24171.
VICKI H BENNETT has worked at NYLIFE SECURITIES LLC since December 24, 1996
Disclosure History
VICKI H BENNETT has 1 Disclosure Event(s).
Date: June 10, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGES I RECOMMENDED THAT SHESURRENDER SIX ANNUITIES ISSUED BY OTHER COMPANIES AND PURCHASETWO NEW YORK LIFE ANNUITIES. THE CUSTOMER ALLEGES THAT SHEINCURRED APPROXIMATELY $70,000 IN SURRENDER CHARGES, AND THATTHE NEW ANNUITIES PURCHASED ARE "STRIKINGLY SIMILAR INVESTMENTVEHICLE(S)." NAME OF EMPLOYING FIRM: NYLIFE SECURITIES, INC. Damage Amount Requested: $70,000.00 Broker Comment: UPON REVIEW OF POLICY DOCUMENTS AND DATA, THE COMPANY DID NOT FIND SUFFICIENT EVIDENCE TO SUPPORT THE CLIENT'S CLAIMS. NO COMPENSATION WAS OFFERED TO THE CLIENT.
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