VICKIE R. BOGGIO is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 1101 SOUTH WHITE OAK ROAD, WHITE OAK, TX, 75693.
VICKIE R. BOGGIO has worked at CETERA INVESTMENT SERVICES LLC since July 19, 2013
Disclosure History
VICKIE R. BOGGIO has 1 Disclosure Event(s).
Date: January 30, 2015 Category: Customer Dispute Allegations: PLAINTIFF, NAMED ABOVE, IS HUSBAND OF DECEASED CUSTOMER WHO PURCHASED A VARIABLE ANNUITY CONTRACT ISSUED BY METLIFE IN MAY, 2011. IN JUNE, 2012,CONTRACT OWNER SOUGHT TO AMEND CONTRACT TO MAKE PLAINTIFF BENEFICIARY THEREOF. BENEFICIARY CHANGE WAS NOT EFFECTED, CONTRACT OWNER DID NOT ADVISE COMPANY OR FIRM OF THAT FACT, CONTRACT OWNER PASSED AWAY AND HUSBAND FILED SUIT AGAINST METLIFE AND THE FIRM ALLEGING BREACH OF FIDUCIARY DUTY, NEGLIGENCE, VIOLATION OF THE TEXAS DECEPTIVE TRADE PRACTICES ACT. REPRESENTATIVE IS NOT A NAMED PARTY TO THE LAWSUIT; HOWEVER, REPRESENTATIVE WAS RESPONSIBLE FOR THIS CUSTOMER RELATIONSHIP. Damage Amount Requested: $79,683.31 Settlement Amount: $50,000.00
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