VICTOR MANUEL BARRIONUEVO is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2700 POST OAK BLVD STE 900, HOUSTON, TX, 77056.
VICTOR MANUEL BARRIONUEVO has worked at WELLS FARGO CLEARING SERVICES, LLC since November 30, 2016
Disclosure History
VICTOR MANUEL BARRIONUEVO has 1 Disclosure Event(s).
Date: October 07, 2016 Category: Customer Dispute Allegations: CLAIMANT ALLEGES UNSUITABLE INVESTMENTS, UNAUTHORIZED TRADES IN MUTUAL FUNDS AND TREASURY SECURITIES AND UNSUITABLE USE OF LEVERAGE. TIME FRAME: 2003-2008 Damage Amount Requested: $1,318,842.00 Settlement Amount: $175,000.00 Broker Comment: ALL OF THE ALLEGATIONS AGAINST ME WERE FALSE AND I INTENDED TO VIGOROUSLY DEFEND MYSELF AT THE ARBITRATION, HOWEVER, UBS ALONE DECIDED TO SETTLE THIS MATTER TO AVOID FURTHER COSTS OF LITIGATION. I WAS NOT ASKED ABOUT THE SETTLEMENT NOR WAS I ASKED TO CONTRIBUTE TO THE SETTLEMENT."
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