VICTOR WEIMIN CHEN

VICTOR WEIMIN CHEN is currently employed as a Broker and/or Investment Adviser at FORTUNE SECURITIES, INC. located at 388 E. VALLEY BLVD., SUITE 208, SUITE 208, ALHAMBRA, CA, 91801.

VICTOR WEIMIN CHEN has worked at FORTUNE SECURITIES, INC. since April 28, 2011

Disclosure History

VICTOR WEIMIN CHEN has 1 Disclosure Event(s).

Date: September 24, 2009
Category: Employment Separation After Allegations
Firm Name: METLIFE SECURITIES
Termination Type: Discharged
Allegations: AFTER AN INTERNAL REVIEW, THE FIRM DETERMINED THAT THE REGISTERED REPRESENTATIVE DID NOT FOLLOW COMPANY POLICY WITH REGARD TO THE DISCLOSURE OF AN OUTSIDE BUSINESS ACTIVITY AND THE REPLACEMENT OF COMPANY BUSINESS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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