VICTOR MICHAEL DI VITTORIO

VICTOR MICHAEL DI VITTORIO is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 2941 FOX CHASE LN, MIDLOTHIAN, VA, 23112.

VICTOR MICHAEL DI VITTORIO has worked at AMERIPRISE FINANCIAL SERVICES, INC. since March 15, 1974

Disclosure History

VICTOR MICHAEL DI VITTORIO has 1 Disclosure Event(s).

Date: December 01, 2003
Category: Customer Dispute
Allegations: ON BEHALF OF THE CLIENT, HER ATTORNEY ALLEGED THAT I RECOMMENDED UNSUITABLE INVESTMENTS AND DID NTO PROVIDE ADEQUATE DISCLOSURE.
Damage Amount Requested: $50,356.61
Broker Comment: THE FIRM FOUND THAT THE CLIENT RECEIVED FULL DISCLOSURE AND THE RECOMMENDATIONS ALIGNED WITH THE CLIENT'S GOALS AND OBJECTIVES. ALL EXCEPT ONE ANNUITY CONTRACT ARE UNDER THE CLASS ACTION LAWSUIT; THE CLIENT WILL RECEIVE SETTLEMENT AS PART OF THE CLASS ACTION LAWSUIT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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