VICTOR LYNN DODSON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 110 W COLLEGE BLVD STE B, ROSWELL, NM, 88201.
VICTOR LYNN DODSON has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008
Disclosure History
VICTOR LYNN DODSON has 2 Disclosure Event(s).
Date: July 09, 2012 Category: Customer Dispute Allegations: CLIENTS STATES FA CONTRADICTED HER INSTRUCTIONS THAT WERE NOT IN HER BEST INTEREST. (06/01/2011-12/31/2011) Damage Amount Requested: $58,000.00
Date: July 15, 2008 Category: Customer Dispute Allegations: ALLEGED I ASKED HIM TO MOVE MONEY INTO MARS BECAUSE I FELT IT WAS SECURE AND INSURED AND THAT HE COULD GET HIS MONEY OUT ANY TIME. ALLEGED DAMAGES, UNSPECIFIED, BUT BELIEVED TO EXCEED $5,000. (DATES OF ACTIVITY ARE NOT SPECIFIED) Broker Comment: THIS COMPLAINT AROSE AS A RESULT OF THE UNPRECEDENTED ILLIQUIDITY IN THE AUCTION RATE SECURITIES MARKET, WHICH IS A SITUATION THE FA DID NOT CAUSE, AND OVER WHICH THE FA HAD NO CONTROL.
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