VICTOR A. TOMASULO is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 180 MAIN ST, SUITE 3, HAMBURG, NY, 14075.

VICTOR A. TOMASULO has worked at MML INVESTORS SERVICES, LLC since May 25, 2005

Disclosure History

VICTOR A. TOMASULO has 1 Disclosure Event(s).

Date: February 18, 2016
Category: Customer Dispute
Allegations: The complainants allege that beginning in 2011, the rep made poor recommendations with respect to investment and insurance purchases, which have negatively impacted them.
Damage Amount Requested: $81,055.38
Broker Comment: Internal case #201624421.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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