VICTORIA I KATA

VICTORIA I KATA is currently employed as a Broker and/or Investment Adviser at W&S BROKERAGE SERVICES, INC. located at Northfield Plaza, 5700 Crooks Road, Suite 350, Troy, MI, 48098.

VICTORIA I KATA has worked at W&S BROKERAGE SERVICES, INC. since March 19, 2013

Disclosure History

VICTORIA I KATA has 2 Disclosure Event(s).

Date: April 01, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $3,345.00
Judgment/Lien Type: Tax

Date: August 10, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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