VICTORIA LYNNE ROBERTS

VICTORIA LYNNE ROBERTS is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL ADVISORS CORPORATION located at 15455 DALLAS PARKWAY, SUITE 1200, ADDISON, TX, 75001.

VICTORIA LYNNE ROBERTS has worked at LINCOLN FINANCIAL ADVISORS CORPORATION since January 20, 2017

Disclosure History

VICTORIA LYNNE ROBERTS has 2 Disclosure Event(s).

Date: January 08, 2016
Category: Customer Dispute
Allegations: Client claims that rep misrepresented an insurance policy.
Damage Amount Requested: $150,000.00
Broker Comment: Firm denied the complaint: Firm's investigation into the complaint revealed that the client took withdrawals in roughly the same amount that she alleged was lost. Firm believes the complaint to be without merit.

Date: August 12, 2002
Category: Customer Dispute
Allegations: CLIENTS PURCHASED VAIRABLE ANNUITIES IN JANUARY 2002 AND ALLEGED MISMANAGEMENT OF ACCOUNTS AND POOR PERFORMANCE HISTORY.
Damage Amount Requested: $58,537.00
Broker Comment: CLIENT WROTE LETTER TO NASD 12/12/02 DISMISSING VICTORIA ROBERTS FROM ALL CLAIMS MADE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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