VICTORIA JOY UTECHT

VICTORIA JOY UTECHT is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 600 W BROADWAY STE 1450, ONE AMERICA PLAZA, SAN DIEGO, CA, 92101.

VICTORIA JOY UTECHT has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008

Disclosure History

VICTORIA JOY UTECHT has 2 Disclosure Event(s).

Date: October 23, 2002
Category: Customer Dispute
Allegations: ALLEGES MISREPRESENTATION. DAMAGES ARE NOT SPECIFIED BUT ARE BELIEVED TO BE IN EXCESS OF $5,000.
Broker Comment: I DISAGREE WITH THE CLIENT'S ALLEGATIONS. IT IS MY BELIEF THAT THE ALLEGATIONS ARE PERSONALLY MOTIVATED TOWARDS OCCURRENCES THAT TOOK PLACE OUTSIDE OF THE PROFESSIONAL RELATIONSHIP

Date: June 09, 1998
Category: Customer Dispute
Allegations: CLIENT ALLEGES FRAUD, AND MISREPRESENTATION.SEEKINGS DAMAGES IN EXCESS OF $5,000.
Broker Comment: A.G. EDWARDS & SONS, INC. DENIED THE CLAIMS.NOT PROVIDED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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