VIKKI ANN CIOTTI is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1605 MAIN ST, 12TH & 14TH FLOORS, SARASOTA, FL, 34236.
VIKKI ANN CIOTTI has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008
Disclosure History
VIKKI ANN CIOTTI has 1 Disclosure Event(s).
Date: July 11, 2003 Category: Customer Dispute Allegations: ALLEGES UNSUITABILITY; FRAUD; VIOLATION OF FLORIDA STATUTES; COMMON LAW FRAUD AND BREACH OF FIDUCIARY DUTY; VIOLATIONS OF NASD RULES; NEGLIGENCE/NEGLIGENT MISREPRESENTATION; GROSS NEGLIGENCE AND RECKLESS MISCONDUCT; MISREPRESENTATION. Damage Amount Requested: $100,000.00 Settlement Amount: $30,000.00 Broker Comment: THE CUSTOMER AGREED TO EXECUTE A MOTION RECOMMENDING THE EXPUNGEMENT OF THE MATTER FROM THE CRD RECORDS.
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