VINCENT PAUL BALDASSANO

VINCENT PAUL BALDASSANO is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 200 Park Avenue, 2nd Floor, FLORHAM PARK, NJ, 07932-1026.

VINCENT PAUL BALDASSANO has worked at RBC CAPITAL MARKETS, LLC since December 04, 2015

Disclosure History

VINCENT PAUL BALDASSANO has 1 Disclosure Event(s).

Date: December 03, 1999
Category: Employment Separation After Allegations
Firm Name: GRUNTHAL & CO., INC.
Termination Type: Voluntary Resignation
Allegations: MR. BALDASSANO IS UNDER INVESTIGATION FOR CHANGING FIRM RECORDS CONCERNING CUSNTOMER INFORMATION
Broker Comment: THE INTERNAL INVESTIGATION FOR CHANGING FIRM RECORDS CONCERNING CUSTOMER INFORMATION HAS BEEN COMPLETED AND AN ARBITRATION CONCERNING SAME HAS BEEN AMICABLY RESOLVED.

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