VINCENT CHRISTOPHER D'ANGELIS

VINCENT CHRISTOPHER D'ANGELIS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 461 FROM RD, 3RD FL, STE 385, PARAMUS, NJ, 07652-3524.

VINCENT CHRISTOPHER D'ANGELIS has worked at LPL FINANCIAL LLC since February 26, 2010

Disclosure History

VINCENT CHRISTOPHER D'ANGELIS has 1 Disclosure Event(s).

Date: August 03, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT ANNUITY PURCHASES WERE MISREPRESENTED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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