VINCENT JAMES DEFILIPPO is currently employed as a Broker and/or Investment Adviser at DEFILIPPO CAPITALE PARTNERS LLC located at 1820 DESERT INN ROAD, LAS VEGAS, NV, 89169.
VINCENT JAMES DEFILIPPO has worked at DEFILIPPO CAPITALE PARTNERS LLC since March 22, 2013
Disclosure History
VINCENT JAMES DEFILIPPO has 2 Disclosure Event(s).
Date: July 06, 2005 Category: Customer Dispute Allegations: CUSTOMER ALLEGES CHURNING, UNSUITABLE INVESTMENTS, AND UNAUTHORIZED TRANSACTIONS. Damage Amount Requested: $50,000.00 Settlement Amount: $35,000.00 Broker Comment: CLIENTS HAVE FILED A CONSOLIDATED CLAIM WITH NASD ARBITRATION 05-1489 AND THE MASTER ARBITRATION IS 05-1497.
Date: August 05, 2004 Category: Regulatory
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