VINCENT PAUL DIPIETRO is currently employed as a Broker and/or Investment Adviser at L.M. KOHN & COMPANY located at 70 W. FRANKLIN ST., SUITE D, CENTERVILLE, OH, 45459.
VINCENT PAUL DIPIETRO has worked at L.M. KOHN & COMPANY since March 31, 2011
VINCENT PAUL DIPIETRO has 2 Disclosure Event(s).
Date: September 05, 2006 Category: Judgment / Lien Judgment/Lien Amount: $21,251.00 Judgment/Lien Type: Tax Broker Comment: DRAMATIC CHANGE IN INCOME MADE TAX OBLIGATION DIFFICULT TO MEET. PREPARING AN OFFER AND COMPROMISE CURRENTLY TO BRING RESOLUTION.
Date: January 01, 1992 Category: Customer Dispute Allegations: ALLEGATIONS OF MISREPRESENTATIONS REGARDINGLIMITED PARTNERSHIP AND MUTUAL FUND RECOMMENDATION. Damage Amount Requested: $129,000.00 Settlement Amount: $50,000.00 Broker Comment: PRUDENTIAL SETTLED WITH THE CLIENT FOR $50,000.PRUDENTIAL SECURITIES DID NOT INFORM BROKER OFTHEIR INTENT TO SETTLE WITH [CUSTOMER]. BROKER WAS NOT AWARETHAT PRUDENTIAL SECURITIES HAD SETTLED UNTIL RECEIVING THISAMENDMENT. BROKER IS REQUESTING THAT PRUDENTAL SECURITIESAND/OR [CUSTOMER] REMOVE HIS NAME FROM THE COMPLAINT.
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