Vincent J Pamelia

Vincent J Pamelia is currently employed as a Broker and/or Investment Adviser at BBVA SECURITIES INC. located at 702 EAST UNION HILLS DRIVE, PHOENIX, AZ, 85024.

Vincent J Pamelia has worked at BBVA SECURITIES INC. since February 17, 2016

Disclosure History

Vincent J Pamelia has 3 Disclosure Event(s).

Date: April 06, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: MEDICAL BILLS AFTER I WAS PHYSICALLY ASSAULTED.

Date: March 04, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: MEDICAL BILLS AFTER I WAS PHYSICALLY ASSAULTED.

Date: September 18, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: MOTORCYCLE WAS STOLEN IN 2009, HSBC SETTLED WITH STATEFARM INSURANCE COMPANY. ASSET WAS LATER RECOVERED IN AUGUST 2010, INSURANCE COMPANY IS CURRENTLY PURSUING RESTITUTION.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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