VINCENZO ANTHONY FRESQUEZ

VINCENZO ANTHONY FRESQUEZ is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 1120 NORTH TOWN CENTER DRIVE, SUITE #170, LAS VEGAS, NV, 89144-6303.

VINCENZO ANTHONY FRESQUEZ has worked at CHARLES SCHWAB & CO., INC. since November 23, 2015

Disclosure History

VINCENZO ANTHONY FRESQUEZ has 1 Disclosure Event(s).

Date: October 17, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for VINCENZO ANTHONY FRESQUEZ, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.