VIRGINIA R. POPE is currently employed as a Broker and/or Investment Adviser at SYNOVUS SECURITIES, INC. located at 1221 MAIN STREET, COLUMBIA, SC, 29201.
VIRGINIA R. POPE has worked at SYNOVUS SECURITIES, INC. since June 05, 2001
Disclosure History
VIRGINIA R. POPE has 2 Disclosure Event(s).
Date: August 27, 2013 Category: Customer Dispute Allegations: FROM DECEMBER 6, 2012 TO DECEMBER 6, 2012, CLIENT ALLEGED THAT THE PURCHASE OF THE FT UNIT 3918 MUNICIPAL INCOME SELECT CLOSED END PORTFOLIO SERIES 48 UNIT INVESTMENT TRUST WAS UNAUTHORIZED AND THAT THE TRANSACTION WAS NOT SUITABLE. Damage Amount Requested: $25,369.38 Settlement Amount: $25,369.38 Broker Comment: BOTH THE FIRM AND THE REP MAINTAIN THAT THE RECOMMENDATION MADE TO THE CLIENT WAS SUITABLE AND PROPERLY AUTHORIZED. TO AMICABLY RESOLVE THE MATTER AND FOR BUSINESS REASONS, AND WITHOUT ADMITTING FAULT, THE FIRM OFFERED AND THE CLIENT ACCEPTED A SETTLEMENT OF $25,369.38.
Date: November 15, 2006 Category: Customer Dispute Allegations: NORTH CAROLINA RESIDENT STATES IN WRITING THAT HER FORMER FINANCIAL ADVISOR'S RECOMMENDATION TO PURCHASE SHARES OF THE COMMONWEALTH GROWTH AND INCOME FUND II IN MARCH OF 1995 AND MARCH OF 1996 VALUED AT $65,000 WAS INAPPROPRIATE AND THAT HER FA GUARANTEED A RETURN OF THEIR PRINCIPAL INVESTMENT. Damage Amount Requested: $98,964.66 Broker Comment: FA CERTAIN SHE DID NOT GUARANTEE INVESTMENT AND FULLY DISCLOSED RISKS OF INVESTMENT. CLIENTS ACKNOWLEDGED IN WRITING THAT THEY MET SUITABILITY REQUIREMENTS AND RECEIVED PROSPECTUS. CLAIM DENIED.
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