VLADIMIR FRANCIS MARCEL

VLADIMIR FRANCIS MARCEL is currently employed as a Broker and/or Investment Adviser at GOLDMAN SACHS & CO. LLC located at 200 WEST STREET, NEW YORK, NY, 10282-2198.

VLADIMIR FRANCIS MARCEL has worked at GOLDMAN SACHS & CO. LLC since August 03, 2006

Disclosure History

VLADIMIR FRANCIS MARCEL has 1 Disclosure Event(s).

Date: April 02, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT AUCTION RATE SECURITIES PURCHASED IN 2008 WERE UNSUITABLE REGARDING HIS EXPRESS WISH FOR BOTH HIGHER-INTEREST BEARING AUCTION RATE SECURITIES AND LIQUIDITY AND COMPLAINED AFTER AUCTIONS FAILED.
Broker Comment: AUCTION FOR CLIENT'S SECURITIES SUBSEQUENTLY CLEARED, AND CLIENT WAS ABLE TO SELL SECURITIES AT PAR.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for VLADIMIR FRANCIS MARCEL, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.