VLADISLAV KRUBICH is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 14 CLIFFWOOD AVENUE, MATAWAN, NJ, 07747.
VLADISLAV KRUBICH has worked at LPL FINANCIAL LLC since December 13, 2013
Disclosure History
VLADISLAV KRUBICH has 2 Disclosure Event(s).
Date: February 03, 2009 Category: Customer Dispute Allegations: THE CLIENTS ALLEGED THEIR INVESTMENT TIME FRAME WAS THREE YEARS RATHER THAN THE 11 OR MORE YEARS DOCUMENTED ON THEIR PREMIE ACTIVE PORTFOLIO ACCOUNT OPENED MAY 2008. THE CLIENTS QUESTIONED WHETHER THIS RESULTED IN BEING INVESTED OUTSIDE THEIR GOALS AND WHETHER THEIR LOSSES WOULD BE REPAID TO CORRECT THE ERROR. Damage Amount Requested: $5,000.00 Broker Comment: THE REVIEW FOUND THERE WAS A DOCUMENTED TIME FRAME OF 11 PLUS YEARS FOR THE CLIENTS' PRIMARY GOAL OF RETIREMENT SAVINGS. THIS WAS DISCLOSED ON THE INVESTMENT APPLICATION AND ALSO ACKNOWLEDGED IN A SUMMARY LETTER TO THE CLIENTS.
Date: December 29, 1998 Category: Criminal Charges: 1 COUNT CONCEALING GOGGLES AND SWITCHING TAGS - MSDM.1 COUNT SHOPLIFTING - MSDM. CT 1 NOT GUILTY/CT 2 GUILTYNON INVESTMENT RELATED Charge Type: MISDEMEANOR Disposition: 1) CHARGE 2C:20-11B(1) NOT GUILTY 2/16/992) CHARGE 96-1 GUILTY 2/16/99 FINE ASSESSED AT $200 WITH$25.00 COURT COSTS. FINE PD 2/16/99. Broker Comment: CHARGED WITH SHOPLIFTING ON 12/29/98. CHARGE WAS AMENDED TOA VIOLATION OF A TOWNSHIP ORDINANCE ON 2/16/99. PAID THEFINE AS A PENALTY.
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