VU HOANG CHAU is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 500 YGNACIO VALLEY RD, STE 150, WALNUT CREEK, CA, 94596.
VU HOANG CHAU has worked at PRINCIPAL SECURITIES, INC. since September 02, 2014
VU HOANG CHAU has 1 Disclosure Event(s).Date: May 20, 2014
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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