WALLACE FRANKLIN COX is currently employed as a Broker and/or Investment Adviser at FARMERS FINANCIAL SOLUTIONS, LLC located at 9316 E. RAINTREE DR. STE.120, (88-06-5H), SCOTTSDALE, AZ, 85260.
WALLACE FRANKLIN COX has worked at FARMERS FINANCIAL SOLUTIONS, LLC since February 04, 2013
Disclosure History
WALLACE FRANKLIN COX has 2 Disclosure Event(s).
Date: November 01, 1988 Category: Customer Dispute Allegations: CUSTOMER LOST MONEY-CLAIMED HE WAS UNSUITABLE FOR INVESMENTS. PRUDENTIAL-BACHE PAID HIM APPROX. 12, 000 PLUS LEGAL FEES, NOT ADMITTING ANY WRONGDOING OR GUILTOF FIRM OR BROKER. Damage Amount Requested: $12,000.00 Settlement Amount: $12,000.00
Date: January 01, 1986 Category: Customer Dispute Allegations: CUSTOMER COMPLAINED ABOUT OPTION LOST THE FIRM LOST OR COULD NOT LOCATE THE OPTION AGREEMENT AND SIMMONS GREEN DECIDED TO REIMBURSE CUSTOMER TO MAKE HIM HAPPY Damage Amount Requested: $28,000.00 Settlement Amount: $28,000.00
More Information
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