WALTER WILLIAM BRANTZ is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 205 TRAIL AVE, CODY, WY, 82414.
WALTER WILLIAM BRANTZ has worked at THRIVENT INVESTMENT MANAGEMENT INC. since March 04, 1988
Disclosure History
WALTER WILLIAM BRANTZ has 1 Disclosure Event(s).
Date: August 13, 2008 Category: Customer Dispute Allegations: CUSTOMER CLAIMS THAT HIS INVESTMENT IS TOO AGGRESSIVE FOR HIS RISK TOLERANCE. CUSTOMER ALSO CLAIMS THAT HIS RR MODIFIED ANSWERS ON A RISK TOLERANCE QUESTIONNAIRE. NO EVIDENCE FOUND TO CONFIRM CUSTOMER'S CLAIMS. GOODWILL GESTURE WAS OFFERED TO THE CUSTOMER FOR REIMBURSEMENT OF MARKET LOSS AS OF SEPTEMBER 12, 2008 AND ADVISORY FEES. Damage Amount Requested: $15,000.00 Settlement Amount: $19,425.31
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