WALTER LEE BROWN is currently employed as a Broker and/or Investment Adviser at INVESTACORP, INC. located at 15801 Brixham Hill Ave, Suite 450, Charlotte, NC, 28277.
WALTER LEE BROWN has worked at INVESTACORP, INC. since January 05, 2016
Disclosure History
WALTER LEE BROWN has 2 Disclosure Event(s).
Date: August 30, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: April 21, 2004 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT ON OR ABOUT JANUARY 22, 2002, THE REPRESENTATIVE(ME)PROVIDED HER WITH INVESTMENT ADVICE THAT WAS COUNTERPRODUCTIVE TO HER GOALS AND VIOLATED SEVERAL SECURITIES AND INSURANCE REGULATIONS. Settlement Amount: $10,472.00
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