WALTER JOSEPH GOELTZ

WALTER JOSEPH GOELTZ is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 230 2ND STREET, SUITE #500, HENDERSON, KY, 42420.

WALTER JOSEPH GOELTZ has worked at CENTAURUS FINANCIAL, INC. since September 18, 2017

Disclosure History

WALTER JOSEPH GOELTZ has 1 Disclosure Event(s).

Date: September 22, 2011
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: THIS FILING IS A RESULT OF MY VOLUNTARY RESIGNATION FROM MORGAN STANLEY SMITH BARNEY AND THE CONTRACT DISPUTE THAT FOLLOWED, NOT BECAUSE OF PERSONAL FINANCES.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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