WALTER CLARENCE GRAY is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 7101 YORK AVE S, STE 200, EDINA, MN, 55435.
WALTER CLARENCE GRAY has worked at AMERIPRISE FINANCIAL SERVICES, INC. since November 26, 1985
Disclosure History
WALTER CLARENCE GRAY has 4 Disclosure Event(s).
Date: February 08, 2018 Category: Customer Dispute Allegations: Plaintiff alleges that, after opening a brokerage IRA in May 2015, his advisor failed to invest the cash in mutual funds. He seeks $2449.27 in compensatory damages. Damage Amount Requested: $2,449.27 Settlement Amount: $2,519.27 Broker Comment: The firm settled this matter for $2519.27. I did not contribute any money toward this resolution.
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