WALTER JOHN HANSCH is currently employed as a Broker and/or Investment Adviser at INDEPENDENT FINANCIAL GROUP, LLC located at 12707 High Bluff Drive, Suite 200, San Diego, CA, 92130.
WALTER JOHN HANSCH has worked at INDEPENDENT FINANCIAL GROUP, LLC since November 16, 2017
Disclosure History
WALTER JOHN HANSCH has 2 Disclosure Event(s).
Date: March 12, 2014 Category: Judgment / Lien Judgment/Lien Amount: $27,332.27 Judgment/Lien Type: Tax Broker Comment: working with CPA to resolve this tax lien
Date: December 20, 2011 Category: Customer Dispute Allegations: CLIENT ALLEGES REPRESENTATIVE PUT THEM IN UNSUITABLE INVESTMENTS FROM THE FALL OF 2008 UNTIL FEBRUARY 2009. Damage Amount Requested: $697,992.00 Settlement Amount: $80,000.00 Broker Comment: FOR ECONOMIC REASONS, THE PARTIES DETERMINED TO SETTLE THE COMPLAINT. THE ADVISOR ADMITS NO WRONG DOING AND DID NOT SHARE IN ANY PAYMENTS TO THE PLAINTIFF.
More Information
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