WALTER LOUIS HILL is currently employed as a Broker and/or Investment Adviser at CARTY & COMPANY, INC. located at 6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN, 38119.
WALTER LOUIS HILL has worked at CARTY & COMPANY, INC. since September 07, 1988
WALTER LOUIS HILL has 3 Disclosure Event(s).
Date: February 02, 1982 Category: Regulatory
Date: January 28, 1982 Category: Regulatory Initiated By: IOWA Resolution: Order SanctionDetails: Sanctions: Cease and Desist/Injunction Broker Comment: MADE UNSOLICITED SALES IN IOWA
Date: January 01, 1982 Category: Regulatory Initiated By: GEORGIA Allegations: INVOLVED THE SALE OF TWO ISSUES TO A RESIDENT OF GEORGIA.THE CUSTOMER WAS CONTACTED AT HIS RESIDENCE IN GEORGIA. HOWEVER, IT WAS SHOWN THAT THE CUSTOMER ALSO MAINTAINED A RESIDENCE IN CHATTANOOGA TN WAS ALSO CONTACTED IN TN AND WAS ADDITIONALLY SHOWN THAT THE CUSTOMER WAS A DIRECTOR OF A TENNESSEE CORPORATION AND MADE FREQUENT TRIPS TO MEMPHIS, TN. Resolution: Decision Broker Comment: U4 DISCLOSES THAT THE STATE OF GEORGIA ISSUED AN ORDER OFPROHIBITION IN 1982 ALLEGING VIOLATIONS INVOLVED WITH THESALE OF TWO NEW ISSUES TO A RESIDENT OF GEORGIA. THECUSTOMER WAS CONTACTED AT HIS RESIDENCE IN GEORGIA. HOWEVER,IT WAS SHOWN THAT THE CUSTOMER ALSO MANTAINED A RESIDENCEIN CHATTANOOGA, TENNESSEE AND WAS ALSO CONTACTED THERE. THECUSTOMER WAS A DIRECTOR OF A TENNESSEE CORPORATION, ANDMADE FREQUENT TRIPS TO MEMPHIS.
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