WALTER HARRIS JOHNSON is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 6305 WATERFORD BLVD., SUITE 240, OKLAHOMA CITY, OK, 73118.
WALTER HARRIS JOHNSON has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
WALTER HARRIS JOHNSON has 2 Disclosure Event(s).
Date: December 02, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: April 01, 1998 Category: Customer Dispute Allegations: ALLEGATIONS ARE OF CLAIMANT, FIRST STATE BANKOF WAYNOKA, TO RESPONDENT, STIFEL NICOLAUS AND CO, INC. BREACHOF FIDUCIARY DUTY, FRAUD BY MISREPRESENTATION, SEEKS DAMAGES OF$200,000 PLUS INTEREST Damage Amount Requested: $200,000.00 Settlement Amount: $20,000.00 Broker Comment: MATTER WAS SETTLED BY STIFEL NICOLAUS AND CO,INC PAYING A NOMINAL SUM. WALTER JOHNSON WAS NOT NAMED AS ARESPONDENT IN THE ARBITRATION AND WAS NOT PARTY TO THESETTLEMENT NOR DID HE CONTRIBUTE TO THE SETTLEMENT.FEBRUARY 19, 1993, FIRST STATE BANK OF WAYNOKABOUGHT $200,000 OF THUNDER CREEK BONDS FROM STIFEL NICOLAUSUSING WALTER JOHNSON AS REGISTERED REPRESENTATIVE. THE ISSUERDEFAULTED ON ITS INTEREST PAYMENT ON JANUARY 1, 1996. INNOVEMBER 1997, FIRST STATE BANK OF WAYNOKA CLAIMEDMISREPRESENTATION AGAINST STIFEL NICOLAUS AND SEEKS DAMAGESAND RELIEF FROM LOSS. WALTER JOHNSON IS NOT NAMED AS ARESPONDENT IN THE BANK'S CLAIM AGAINST STIFEL NICOLAUS.
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