BrokerSearch
WALTER MICHAEL MISCHLER is currently employed as a Broker and/or Investment Adviser at MISCHLER FINANCIAL GROUP, INC. located at 1111 BAYSIDE DRIVE, SUITE 100, CORONA DEL MAR, CA, 92625.
WALTER MICHAEL MISCHLER has worked at MISCHLER FINANCIAL GROUP, INC. since March 09, 1995
WALTER MICHAEL MISCHLER has 2 Disclosure Event(s).
Date: August 06, 1998All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for WALTER MICHAEL MISCHLER, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.