WALTER GIOVANNY SUAREZ is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 140 BROADWAY 46TH FL STE 4605, NEW YORK, NY, 10038.
WALTER GIOVANNY SUAREZ has worked at CETERA ADVISORS LLC since January 09, 2012
Disclosure History
WALTER GIOVANNY SUAREZ has 2 Disclosure Event(s).
Date: April 02, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES POOR RECOMMENDATION/POOR ADVICE RELATING TO A MANAGED ACCOUNT INVESTMENT. ACTIVITY DATES 01/28/09-04/01/09. Damage Amount Requested: $13,000.00
Date: February 03, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES POOR RECOMMENDATION/POOR ADVICE RELATING TO A MUTUAL FUND INVESTMENT.ACTIVITY DATES 06/05/07-06/05/07. Damage Amount Requested: $20,000.00
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