WALTER LAMB WOODRICK is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 105 WESTPARK DR STE 190, SUITE A, BRENTWOOD, TN, 37027.
WALTER LAMB WOODRICK has worked at LPL FINANCIAL LLC since May 08, 2008
Disclosure History
WALTER LAMB WOODRICK has 1 Disclosure Event(s).
Date: April 08, 2008 Category: Employment Separation After Allegations Firm Name: RAYMOND JAMES & ASSOCIATES, INC. Termination Type: Discharged Allegations: ACCUSED OF VIOLATING FIRM AND INDUSTRY STANDARDS OF CONDUCT Broker Comment: ACCUSED OF GIVING A NON-FIRM APPROVED PERSONALITY ASSESSMENT TO AN EMPLOYEE AFTER I WAS TOLD IT WAS AGAINST FIRM POLICY AND FOR CONTRIBUTING TO AN "UNHEALTHY WORK ENVIRONMENT." MY RESPONSE: I HAVE DOCUMENTATION THAT I DID NOT GIVE AN ASSESSMENT TO AN EMPLOYEE AFTER I WAS INFORMED OF THE POLICY ON SEPT 7, 2007 AND I WAS PROFESSIONAL, CORDIAL, AND POLITE TO MY EX-PARTNER AND TWO OTHER EMPLOYEES IN THE OFFICE WHILE BEING THE RECIPIENT OF "UNHEALTHY" TREATMENT FROM OTHERS IN THE OFFICE.
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