WALTON MOORE LOGAN

WALTON MOORE LOGAN is currently employed as a Broker and/or Investment Adviser at MCCLURG CAPITAL CORPORATION located at 950 NORTHGATE DRIVE-SUITE 301, SAN RAFAEL, CA, 94903.

WALTON MOORE LOGAN has worked at MCCLURG CAPITAL CORPORATION since June 02, 2015

Disclosure History

WALTON MOORE LOGAN has 2 Disclosure Event(s).

Date: April 22, 2015
Category: Employment Separation After Allegations
Firm Name: PORTSMOUTH FINANCIAL
Termination Type: Discharged
Allegations: REP FAILED TO FOLLOW PROCEDURES RELATED TO OPENING NEW ACCOUNTS, FIRM EMAIL USE, AND PROCEDURES RELATED TO THE APPROVAL OF PARTICIPATION IN OUTSIDE INVESTMENT.
Broker Comment: I FIND THESE ALLEGATIONS TO BE FALSE AND POLITICALLY MOTIVATED. I AM CURRENTLY TAKING STEPS TO CHALLENGE THESE FALSE ACCUSATIONS.

Date: February 28, 1990
Category: Regulatory
Initiated By: OREGON
Allegations: WALTON M.LOGAN WAS CONDUCTING SECURITIES BUSINESS IN OREGON THRU A REP WHEN NOT LICENSED IN OREGON.
Resolution: Consent SanctionDetails:
Sanctions: Cease and Desist/Injunction Sanction Details: RESPONDENT CONSENTED TO THE ENTRY OF AN ORDER BARRINGFURTHER UNLICENSED ACTIVITY. A CEASEAND DESIST ORDER WAS ISSUED TO WALTON M. LOGAN MARCH 13, 1990.
Broker Comment: CURRENT STATUS: CLOSED

More Information

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