WARREN RUSSELL FRITZ is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 2632 S 11th St., Kalamazoo, MI, 49009.
WARREN RUSSELL FRITZ has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since January 03, 2012
Disclosure History
WARREN RUSSELL FRITZ has 2 Disclosure Event(s).
Date: March 13, 2002 Category: Customer Dispute Allegations: UNSUITABILITY Damage Amount Requested: $78,663.00 Settlement Amount: $37,250.00 Broker Comment: SETTLED BY THE BROKERS INVOLVED. THE FIRM WAS NOT NAMED AND DID NOT PAY THE SETTLEMENT.
Date: November 04, 2001 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE THEIR ACCOUNT WAS MISMANAGED IN THE USE OF HIGH-RISK EQUITY AND OPTIONS TRANSACTIONS AND THE UNSUITABLE USE OF MARGIN Damage Amount Requested: $136,000.00 Settlement Amount: $35,000.00 Broker Comment: AMOUNT REFLECTED UNDER INDIVIDUAL CONTRIBUTION IS AMOUNT THE FINANCIAL ADVISOR IS REQUIRED TO PAY PURSUANT TO CONTRACT SIGNED BY INDIVIDUAL.
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