WARREN ISIAH HARRIDAY is currently employed as a Broker and/or Investment Adviser at DEMPSEY LORD SMITH, LLC located at 901 N BROAD STREET, SUITE 400, ROME, GA, 30161.
WARREN ISIAH HARRIDAY has worked at DEMPSEY LORD SMITH, LLC since August 08, 2016
Disclosure History
WARREN ISIAH HARRIDAY has 3 Disclosure Event(s).
Date: February 21, 2011 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: February 03, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES SHE WAS MISLED INTO BUYING WRONG PRODUCT. CLIENT IS REQUESTING WAIVER OF SURRENDER FEE. Damage Amount Requested: $14,004.00
Date: January 24, 2005 Category: Customer Dispute Allegations: CLIENT BELIEVES REP MISLED HER INTO PURCHASING THE WRONG PRODUCT AND IS REQUESTING WAIVER OF SURRENDER CHARGE. Damage Amount Requested: $14,840.00
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