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WARREN CRAIG LESSING is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 172 MAIN ST, CHESTER, NJ, 07930.
WARREN CRAIG LESSING has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 30, 2011
WARREN CRAIG LESSING has 1 Disclosure Event(s).
Date: September 10, 2002All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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