WARREN MARTZ is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 245 N WACO ST, STE 140, WICHITA, KS, 67202.
WARREN MARTZ has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since May 18, 2018
Disclosure History
WARREN MARTZ has 1 Disclosure Event(s).
Date: April 06, 2007 Category: Customer Dispute Allegations: EXECUTRIX OF THE CUSTOMER'S ESTATE ALLEGES,IN WRITING,UNAUTHORIZED TRADING IN THE CUSTOMER'S ACCOUNT. THE ALLEGED TIME PERIOD IS DECEMBER 2000 TO DECEMBER 2006,BUT THE RESPONSIVE TIME PERIOD AT PRUDENTIAL SECURITIES INCORPORATED IS DECEMBER 2000 TO JUNE 2003. Damage Amount Requested: $650,000.00
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