WAYNE CARL DEUTSCHER

WAYNE CARL DEUTSCHER is currently employed as a Broker and/or Investment Adviser at SECURIAN FINANCIAL SERVICES, INC. located at 3 WATERS PARK DRIVE, SUITE 115, SAN MATEO, CA, 94403.

WAYNE CARL DEUTSCHER has worked at SECURIAN FINANCIAL SERVICES, INC. since July 03, 1986

Disclosure History

WAYNE CARL DEUTSCHER has 2 Disclosure Event(s).

Date: July 17, 2014
Category: Customer Dispute
Allegations: CLIENT ALLEGES RR FAILED TO FOLLOW THRU ON A REQUEST TO REBALANCE PART OF THEIR PORTFOLIO IN 9/2013.
Damage Amount Requested: $40,860.00
Settlement Amount: $30,026.82

Date: July 08, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGES HE SUSTAINED LOSSES DUE TO INCORRECT SURRENDER INFORMATION PROVIDED BY REP.
Damage Amount Requested: $6,591.57
Broker Comment: CLIENT WITHDREW REQUEST FOR REIMBURSEMENT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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