WAYNE BLACKBURN GLENN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 111 1ST AVENUE SOUTH, LEWISBURG, TN, 37091.
WAYNE BLACKBURN GLENN has worked at LPL FINANCIAL LLC since August 06, 2012
Disclosure History
WAYNE BLACKBURN GLENN has 2 Disclosure Event(s).
Date: March 07, 2013 Category: Customer Dispute Allegations: CLAIMANT ALLEGES FAILURE TO FOLLOW THE INSTRUCTIONS OF THE CLIENT, UNSUITABILITY AND MISREPRESENTATIONS WITH REGARD TO MUTUAL FUNDS AND A VARIABLE ANNUITY PURCHASED IN 2007. Settlement Amount: $25,000.00 13-00572
Date: February 01, 2010 Category: Customer Dispute Allegations: WRITTEN COMPLAINT SUBMITTED TO THE SEC, RECEIVED 2/1/10, ALLEGES MISREPRESENTATION WITH REGARD TO JEFFERSON COUNTY ARS INVESTMENTS. Damage Amount Requested: $700,000.00
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