WAYNE ALLAN LAGASSE

WAYNE ALLAN LAGASSE is currently employed as a Broker and/or Investment Adviser at CUNA BROKERAGE SERVICES, INC. located at 122 GRANITE STREET, WESTERLY, RI, 02891.

WAYNE ALLAN LAGASSE has worked at CUNA BROKERAGE SERVICES, INC. since May 01, 2007

Disclosure History

WAYNE ALLAN LAGASSE has 1 Disclosure Event(s).

Date: June 25, 2013
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT HER INSTRUCTIONS TO SELL THE POSITIONS IN HER IRA WERE NOT EXECUTED ON 6/19/2013 AS SHE INSTRUCTED.
Settlement Amount: $5,161.29

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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