WENDY JANE LARANJO

WENDY JANE LARANJO is currently employed as a Broker and/or Investment Adviser at SANTANDER SECURITIES LLC located at 27 Brown Street, Wickford, RI, 02852.

WENDY JANE LARANJO has worked at SANTANDER SECURITIES LLC since September 19, 2012

Disclosure History

WENDY JANE LARANJO has 2 Disclosure Event(s).

Date: January 13, 2006
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT THE UPFRONT SALES CHARGE ON A MUTUAL FUND "A" SHARE PURCHASE WERE NOT PROPERLY DISCLOSED.
Damage Amount Requested: $7,500.00

Date: August 15, 2005
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION OF TERMS OF ANNUITY.
Damage Amount Requested: $14,808.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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