WENHUI ZACK WANG is currently employed as a Broker and/or Investment Adviser at CANTELLA & CO., INC. located at 5A Stonewall Way, Exeter, NH, 03833.
WENHUI ZACK WANG has worked at CANTELLA & CO., INC. since May 15, 2006
Disclosure History
WENHUI ZACK WANG has 1 Disclosure Event(s).
Date: April 03, 2006 Category: Employment Separation After Allegations Firm Name: MORGAN STANLEY DW INC. Termination Type: Permitted to Resign Allegations: ALTHOUGH THERE WAS NO CUSTOMER COMPLAINT, THE FINANCIAL ADVISOR WAS TERMINATED BECAUSE HE VIOLATED FIRM POLICY WITH REGARD TO UTILIZING ORAL DISCRETION. Broker Comment: MR. WANG LEFT MORGAN STANLEY AFTER A MISUNDERSTANDING CONCERNING FIRM POLICY RELATING TO THE DOCUMENTATION OF DISCRETIONARY AUTHORITY GRANTED BY CUSTOMERS. NO CUSTOMER COMPLAINTS WERE INVLOVED, AND THERE WAS NO ALLEGATION THAT MR. WANG PLACED ANY TRADE WITHOUT ACTUAL AUTHORITY. NOR DID ANY TRADE RESULT IN ANY PROFIT OR GAIN TO MR. WANG, WHOSE COMPENSATION CONCERNING THE ACCOUNTS AT ISSUE WAS NOT COMMISSION-BASED.
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